Anna Monteiro

Global Head of Business and Product Development at www.solutions-atlantic.com

Message Posts: 22 Comments: 1

Bio Providing business and product development support to Solutions Atlantic a market leader in providing global shareholding disclosure automation. Its Regulatory Reporting System has been at the forefront of global shareholding disclosure obligations and currently supports a client base having over 10 trillion in aggregated assets under management. With regulatory rules for over 100 jurisdictions, RRS leads the way in complete workflow automation including; monitoring, alerting, and generating submission-ready disclosures reports.

Blogs

Financial Services Regulation

SEC Adopts Short Selling Reporting Rule 13f-2

17 Oct 2023

In a vote of 3-2, the SEC adopted new rule 13f-2 and related Form SHO to provide greater transparency of short sale data from which is in response to Section 929X of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which requires the Commission to prescribe rules to make certain short sale related data publicly available. Until now,...

Financial Services Regulation

Stepping Closer to a SEC Decision on 13D/G

11 Jul 2023

On 22 June, the SEC’s Investor Advisory Committee (IAC) held a public meeting (13D/G ~3:09 mark) which included a discussion on the proposed amendments to the 13D/G filings. We’re all familiar with these regulations and the proposed amendments which were presented in 2022 so I will not bore you with those details. Having only one abstention vote (...

RegTech

Know Before You Go...Investing in Japan

27 Jun 2023

By all reports, investment money is flowing into Japan. With the Nikkei up over 30% this year, it appears that Japan is on the other side of its “lost decade”. The Nikkei has not been this high since the 1990’s. So, what’s driving this renewed interest in the 3rd largest economy (based on nominal GDP) in the world? For starters, Japan is showing s...

Financial Services Regulation

First Half Catch-up on Foreign Direct Investment

06 Jun 2023

Most regulatory activity for foreign direct investment in this first half of 2023 has been focused on issuing consultations for proposed changes to existing laws. Several countries issuing consultations in the first 6 months of the year include: Australia: issued a consultation in March as part of its foreign investment reforms which resulted in ...

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Anna is Commenting on

Could Norway’s Tight Substantial Shareholding Disclosure Window Cost It Investment

While the technology is indeed available, there are several reasons why this is still a burden for many firms: they don’t have the technology (an OMS solution is not enough), they don’t have the manpower, they don’t have regulatory intelligence to know what is required, and/or their information is not in a central repository which makes aggregating the data more time consuming. For most firms, it is a combination of these.

17 Feb 2022 Reply Read article