Capital Markets Technology

Group founded 14 May 2007
Posts 117
Members 24
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Front Office Trading Trends and Technologies...

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Kuldeep Shrimali

Wealth Management Solutions: Going the Digital Way

Financial firms are increasingly leveraging digital technologies such as artificial intelligence, cloud and intelligent automation to hyper-personalize wealth management offerings. Our numerous intera...

14 Jan 2020
Ivy Schmerken

Revised SEC Rule 606 Shines the Light on Order Routing Disclosures

Change is brewing in the way that sell-side order routing data is reported to institutional customers. Broker-dealers will begin collecting vast amounts of data on January 1st for compliance with the ...

10 Dec 2019
Marc Gratacos

SFTR and the need for data integration & management

Background With the European Union’s Securities Financing Transaction Regulation (SFTR) countdown clock ticking, the industry is awaiting the official publication by International Organization for Sta...

07 Nov 2019
Ivy Schmerken

Exchange Landscape Gearing Up for Expansion in 2020

As a sign of the evolving U.S. equity trading landscape, two startups and one options exchange operator plan to launch as many as three new exchange platforms in 2020, and a fourth could be waiting in...

22 Oct 2019
Prasoon Mukherjee

Re-wiring Post Trade : Choice to lead the change, or live on crumbs

“At the outset let me begin with an apology to those few readers who may take offence to the title, as it (kind of) challenges the existing steady state. However, let me also acknowledge that the true...

11 Sep 2019
Ivy Schmerken

AI: Natural Language Processing and the Battle for Unstructured Data

With digital transformation in full swing, trading desks are inundated with emails, voice calls and chat to process and analyze. Most of this data needs to be captured, tagged and stored for regulator...

09 Sep 2019
Ivy Schmerken

Algo Wheels Spinning into Futures

Algo wheels have become a popular technology in equities trading, but now there are signs that algo wheels are expanding beyond equities into multiple asset classes such as futures. In equities, the m...

23 Aug 2019
Retired Member

Venture Capital vs Private Funding

If you're currently seeking to raise capital for your business, it's worth knowing the difference between venture capital and private funding. Both are valid methods to help finance companies. The t...

16 Aug 2019
Charlotte Longman

Market Abuse Regulation three years on: is this still a priority for the regulator?

Charlotte Longman, Senior Principal Consultant, ACA Compliance Group This week marks three years since the Market Abuse Regulation (MAR) overhauled the civil market abuse regime across Europe, repeali...

16 Aug 2019
Retired Member

Re-Shaping Risk Management with RegTech's Emerging Technologies

Complying with regulations is becoming a more complex and cross-functional effort. Due to the growing importance of cyber security and the increased regulatory requirements, financial firms are emplo

25 Jun 2019
Ivy Schmerken

Singapore Spurs Development of FX Trading Hub & Ecosystem

With the uptick in Asian currency trading and the growth of electronic trading, Singapore’s regulator is working with the financial industry to build an FX trading hub and expand FX market infrastruct...

17 Jun 2019
Retired Member

Why FIX Session Testing is so crucial for a Trading Infrastructure

In today’s critical and regulation-based trading scenarios, the best implementation of FIX testing is required to meet regulatory requirements and to create an optimum risk averting environment at the...

06 Jun 2019

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