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Blogs
Robert Houghton

Six steps to ensure compliance in a work-anywhere world

The battle about operating at home, in the office or other locations continues to rage in financial services. Yet in many ways, the debate is irrelevant. The genie is out of the bottle. Ignoring it – ...

17 Nov 2023
Financial Services Regulation
Steve Wilcockson

Bitemporality, Helping Lower Costs for Financial Services Use Cases

I was at an “all things data and analytics benchmarking” event last week. It was fabulous, most major banks were represented, also the hottest of hot hedge funds, a chunk of exchanges, and some of not...

15 Nov 2023
Big Data
Harriet Christie

How the SEC keeps raising the stakes on mobile messaging

When JP Morgan Chase was fined $200 million for recordkeeping failures in 2021, it felt monumental. While ‘ephemeral messaging’ penalties were admittedly a new proposition, the size of the levy should...

08 Nov 2023
Regulatory Reporting
Eliot Hodges

Gaining a competitive edge: why GPs need to invest in technology infrastructure now

There's been a lot of chatter over the democratization of the global alternatives markets, and investors of all types are seeking out the private markets. Still, very few people have spoken about the ...

06 Nov 2023
Private Equity Investing in Financial Technology
Sadi Bezit

Navigating the new age of anti-money laundering efforts in Europe

Back in March, the European Parliament took a significant step towards strengthening anti-money laundering (AML) and countering the financing of terrorism (CFT) efforts. It voted in favour of creating...

06 Nov 2023
Joris Lochy

The Fintech Regulatory Puzzle: From AISP to Bank

When discussing the dynamic world of Fintech, particularly in the context of neo-banks and payment Fintechs, licenses play a crucial role. This regulatory aspect, while less glamorous than cutting-edg...

02 Nov 2023
Banking Regulations
Clare Rowley

The Value of the LEI in X-Border Payments: Enhancing Know Your Consumer and Corporate Onboarding

Efficiently accessing the data they need is a core challenge for organizations conducting due diligence and ongoing risk monitoring for corporate customers and suppliers. The information needed often ...

01 Nov 2023
RegTech
Kieran Holland

Maximizing Data and Resources with a Hybrid Centralized-Decentralized AML Compliance Program

Corporate AML compliance objectives are a balancing act of effective risk management, revenue goals, and cost savings, but the reality is that many organizations struggle to achieve this balance with ...

31 Oct 2023
Nikolay Denisenko

Switzerland's Crypto Policy: A Global Blueprint?

As the Securities and Exchange Commission (SEC) scrutinizes centralized exchanges (CEXs) and Web3-connected banks, the regulatory landscape in the U.S. is murkier than ever. Even given the Grayscale a...

30 Oct 2023
Cryptocurrency Insights
Jose Pierre

Evolution of Trading: Unveiling the Dynamics of OMS and EMS Through Time

In the ever-evolving realm of financial trading, the symbiotic relationship between Order Management Systems (OMS) and Execution Management Systems (EMS) has served as a cornerstone of operational eff...

30 Oct 2023
Artificial Intelligence and Financial Services
Penny Townsend

Checkout Payments Pages - They're Definitely Worth Checking Out

When it comes to designing your website, it's crucial that you make your checkout page as convenient, simple, and seamless to navigate as possible for your customers. After all, the checkout page is w...

26 Oct 2023
The Payments Business
Supriya Dahiwelkar

PSD3: An evolution of the EU payments framework and enabling Open Finance

On 28th June 2023, the European Commission announced the proposal for modernising payment services and opening financial services data with the aim of bringing payments and the larger financial sector...

26 Oct 2023

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